Investment Operations

Corporate Actions Regulatory Reporting

Ref: 928| Posted: 22nd Oct 2021

Our Financial Services client, one of the leading independent wealth management companies in the UK, is looking to expand its Corporate Actions team in Edinburgh. Working on a 12-month fixed-term contract as a Corporate Actions Regulatory Reporter, our client is looking for someone who has Compliance awareness and Regulatory experience. The team requires a Corporate Actions Regulatory Reporter who has practical experience applying this knowledge in an Operations processing environment. 
The UK Regulatory Reporting function sits within the Corporate Actions team, and a successful applicant will be responsible for monitoring regulatory reporting requirements in order to identify any necessary disclosures. In addition, the team uses reports generated from their systems to monitor the Takeover Panel and EU Transparency Directive for disclosures.
  • Compliance awareness
  • Regulatory experience
  • Experience working in a high-pressure environment and ability to work to daily deadlines
  • Excellent attention to detail
  • Time management skills and ability to deal with conflicting priorities
  • High level of commitment during busy periods, e.g. Financial Year End
  • Understand and adhere to Risk & Control Framework and Policy Framework specific to the role in Business Support.
  • Ensure work is produced to a high level of accuracy and in a timely manner and to relevant SLAs or Business Support standards.
  • Escalate any issues as appropriate to management in a timely manner.
  • Take ownership of your personal and professional development.
  • Carry out all administrative duties in line with procedures.
  • Identify continuous improvements in working practices.
  • Provide excellent client service, delivering against expectations and keeping all stakeholders updated.
  • Support delivery of projects where appropriate.
  • Understand the team goals and the relationship to broader processes.
  • Maintain client confidentiality at all times.
  • Provide support to other team members as required and carry out other relevant duties as required from time to time
Competitive Salary and Benefits Package