Our client, based in Glasgow, is on the look out for a Financial Crime Compliance Testing Manager to join their Global Financial Crime team. The position requires strong communication and an excellent understanding of UK Anti-Money Laundering (AML) Regulations.
ABOUT OUR CLIENT
Our client is an Investment Bank with a world-class reputation for quality and service. The talent and passion of its people has been critical to its ongoing success. The company provides a strong foundation for building a professional career – a place for people to learn, to achieve and to grow, sharing a common set of values rooted in integrity, excellence and a strong team ethic.
THE SUCCESSFUL APPLICANT
The ideal candidate should possess the following skills and attributes:
Experience
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Professional experience gained in Financial Crime or Regulatory Compliance or experience within Compliance testing or equivalent (e.g. Internal Audit)
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Experience within a large financial institution or global consulting/auditing firm or regulatory body preferred
Knowledge
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Understanding of financial markets and products (in particular, Equities, Fixed Income, Commodities and Investment Banking/Capital Markets)
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Understanding of UK Money Laundering Regulations and Know Your Customer requirements is strongly preferred
Skills
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Excellent written communication skills: able to describe complex issues accurately and succinctly
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Demonstrate meticulous attention to detail
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Ability to work effectively on multiple reviews with different individuals at the same time
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Excellent interpersonal skills, necessary to work effectively with colleagues across regions and business units
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Developed investigative skills: inquiry and analysis, interviewing, testing, organisation and presentation (both written and oral)
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Ability to research and resolve issues autonomously whilst working across teams to acquire information
Qualifications
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A University degree or equivalent with strong academic credentials
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Certification as an Anti-Money Laundering Specialist by ACAMS or equivalent AML certification/license – or certification within 15 months of hire
JOB DESCRIPTION
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Conduct testing to review and assess the effectiveness of the Firm’s AML policies and procedures and controls
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Define test scope and design specific testing steps for each applicable area of review
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Communicate test results, present identified issues to the business, work with the business to develop and implement a plan of corrective action and prepare written reports
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Track status of corrective action plans agreed upon with the business
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Maintain detailed and organized documentation of work product
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Coordinate with other professionals in the organization, including Compliance advisory teams, other Compliance Monitoring and Testing Groups and Internal Audit
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Remain current on industry rules, regulations and best practices to help ensure that the testing program meets regulatory standards
REMUNERATION PACKAGE ON OFFER
Competitive salary and benefits package