Compliance Governance & Risk Officer required in Glasgow to:
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Oversee the internal and external governance committees and ensure they are managed effectively.
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Provide support to the Board, Exec, Senior Management teams and the Head of Compliance in respect of all formal governance matters, including the Board meetings.
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Provide support and guidance to the Board, Exec, Senior Management teams and the Head of Compliance in respect of the internal and external Risk Management framework.
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Assist the Head of Compliance in maintaining key internal policies. Deploy the Compliance approach in a way that meets obligations but supports the needs of the business and engages employees.
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Be aware of regulatory initiatives / changes on the horizon and assist with the successful implementation of any changes.
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Ensure company maintains compliance with all statutory and regulatory requirements.
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Demonstrate commitment to appropriate customer outcomes and treating customers fairly.
ABOUT OUR CLIENT
Our client is a Glasgow-based Financial Services firm providing specialist lending across the UK. A dynamic organisation which can offer the right candidate an extraordinary career path within an environment of excellence and considerable potential.
THE SUCCESSFUL APPLICANT
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Knowledge of Mortgage Lending / Servicing with an understanding of FCA regulations and governing bodies.
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Understanding of the role of compliance within Financial Services and a knowledge of Governance systems.
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Demonstrated ability to function in high volume / fast paced environment working with multiple and diverse responsibilities.
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Excellent organisational skills and attention to detail.
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Strong written, verbal and presentation skills with ability to communicate at all levels of the business.
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Excellent interpersonal skills and ability to maintain discretion and confidentiality.
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Demonstrated planning and analysis skills.
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Ability to work independently as well as being part of a team
JOB DESCRIPTION
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Organise and schedule all internal and external governance meetings.
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Collate, verify and distribute documentation, including MI/reports and commentary, for all internal and external governance meetings.
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Support the Compliance Officer in data protection, distribution and solicitor panel related matters.
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Acknowledge, investigate and respond to complaints. Analyse and report findings. Maintain the firm’s complaints database.
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Support the Compliance Monitoring Assistant in undertaking reviews in line with the Compliance Monitoring Programme.
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Support the Head of Compliance in monitoring the company’s risk appetite, tolerances and limits.
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Produce the TCF/Customer Outcomes scorecard and Risk Appetite Statement report.
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Maintain the matrix of committee approved policies and procedures and ensure the current versions are published and previous versions archived.
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Develop a strong working relationship with employees in order to maintain an inclusive and respected compliance support function.
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Develop and maintain awareness of regulatory and legislative requirements, keeping abreast of forthcoming developments.
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Manage individual workload, ensuring key deadlines are met and tasks are prioritised appropriately.
REMUNERATION PACKAGE ON OFFER
Competitive Salary & excellent benefits.